SECURITIES

You started with the idea. The idea grew to a plan. Now you need money, and we’re here to help all the way. At Geraci Law Firm, we can help you with the private offering process from beginning to end. We can help you get your fledgling business off the ground as well as assist an already established business meet its growth needs.

Hedge Funds / Alternative Investment Funds / Mortgage Pools – We provide a broad range of legal services to hedge funds and alternative investment funds, such as mortgage pools, collateralized mortgage obligations, and their investment managers. Firm attorneys have collectively represented over one hundred funds with offering amounts exceeding $2 Billion.

Amendments to Private Placements – Our attorneys can amend and update your current private placement to include current laws updated by the SEC and congress.
Public & Private Securities Registration – Geraci Law Firm represents a wide range of companies in public and private securities offerings, sophisticated financing transactions, mergers and acquisitions, and securities law compliance. Our clients include operating businesses, venture capital firms, hedge funds, and private equity funds.

Our clients rely on us for knowledgeable and efficient advice on many matters, including:

Disclosure and reporting requirements
Securities offerings and general financing activities
Mergers and acquisitions
Shareholder rights plans and other defensive tactics
Executive compensation and benefits
Equity compensation plans
Corporate governance
Securities trading by directors and officers
Stock repurchase plans
Resale of restricted securities
Corporate communication and Regulation FD legal requirements

Representing Your Best Interests – Not Ours.

Phone: (949) 379-2600